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Here you will find several interesting, important and helpful documents/links related to your financial endeavors.

What is a CIMA® Designation?

A detailed description of what it means to have and use a CIMA® certified professional


Concierge Wealth Management As Unique As You

An overview of our practice, our associates and our unique approach to serving our clients.


Consulting To Endowments And Foundations

Institutional Consulting Group.


Institutional Consulting Services

Our Institutional Consulting Services are designed to give clients objective guidance.


FINRA - Financial Industry Regulatory Authority

Access the regulatory background of your financial advisor.

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Internal Revenue Service

Get updated tax forms online.

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Investments & Wealth Institute

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Security And Exchange Commission

A link to the Security and Exchange Commission home page.

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Social Security Administration

Get updated forms online.

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Wells Fargo Advisors

A link to the Wells Fargo Advisors home page.

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Why Tactical Allocation?

A long-term perspective of the Dow Jones Industrial Average since 1896 reveals the reality that there are extended periods of time in which the US equity market will trend generally upwards, and also lengthy periods of time where the market will instead stagnate or move generally lower.


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This information is intended for use only by residents of (AL, CA, DE, FL, GA, MD, NC, NY, PA, SC, VA, VT, WV). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals

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