About Me

Lonny is the Chief Compliance Officer of Nicholson Wealth Management Group and brings more than 25 years of experience in the financial services industry, specializing in regulatory compliance, wealth management supervision, broker-dealer operations, risk management, and financial advisor oversight. He began his career as a financial advisor before transitioning into a variety of compliance, supervisory, and marketing leadership roles with independent and bank-based Broker-Dealers and Registered Investment Advisors (RIAs).

Throughout his career, Lonny has remained actively involved in advancing industry standards and financial services education. He previously served as a member of the FINRA Qualifications Content Committee, helping evaluate and develop content for the Securities Industry Essentials® (SIE®) Exam. He currently serves in a similar capacity with NASAA, contributing to examination content development for the Series 63, 65, and 66 licensing exams. His expertise includes compliance consulting, securities regulation, fiduciary oversight, ethics, advisor education, and financial industry best practices.

Lonny holds both the Certified Regulatory and Compliance Professional™ (CRCP®) and Chartered Financial Consultant® (ChFC®) designations, reflecting his extensive knowledge in compliance, financial planning, and regulatory leadership. He earned a Bachelor of Science in Management from Tulane University and is also a graduate of The American College of Financial Services and the FINRA Institute at Wharton.