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Our Firm

Your Team

We are a boutique firm providing comprehensive planning and investment counsel for high-net worth families, foundations, endowments and select institutions. Leveraging decades of experience, we are a process driven, disciplined investment asset manager dedicated to servicing each client's unique needs. We leverage technical analysis to identify and help protect our clients against undue risk.

For Advisory Accounts, constant portfolio monitoring and periodic reporting rounds out a comprehensive services offering. Using our vast network we proactively manage your family’s and your company’s assets under one roof, and offer access to such resources as estate planning strategies, institutional & endowment consulting, and succession plans.

Since no one investment program is appropriate for all types of investors, this information is provided for informational purposes only. We need to review your investment objectives, risk tolerance and liquidity needs before we introduce appropriate investment programs to you.

Our mission is to help clients attain financial peace, that is confidently being a good steward of your assets so that you are telling your money what to do so your money is not telling you what to do.

Meet the Team

Joseph L. Nicholson, CIMA®, CIMA®


Betsy Serafin

Vice President | Operations Manager

In Memoriam

Bernard F. "Bernie" Puckhaber